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Topic · Investment tax

Do Americans abroad pay the net investment income tax?

Yes, on the same terms as anyone else: 3.8% of the smaller of net investment income and MAGI over a fixed threshold — with the foreign earned income exclusion added back, and with no foreign tax credit against it.

By Danilson Ramos · Founder, Atamatax

Published June 2026 · Updated September 2026

Check it for your own income

Does the 3.8% reach your investment income?

Four banded answers, no figures typed, no email. The read says which side of the threshold you sit on and — if you paid tax abroad — what that credit can and cannot do.

Free, no account, nothing you answer leaves this page. Open the full NIIT Exposure Check

How do you file?
Your total income for the year, with any foreign earned income exclusion added back

Salary, investment income, pensions — everything. The exclusion does not lower this number.

Investment income for the year — dividends, interest, gains, rents, fund distributions
Did you pay income tax abroad on that investment income?

A banded screen for a US citizen or resident; Form 8960 settles the exact figure. Four answers give bands for net investment income and MAGI, and no read here nets a foreign tax credit against the 3.8% — the Code allows none.

The net investment income tax was added to the Code in 2010 as chapter 2A — a chapter of its own, beside the ordinary income tax in chapter 1. That placement, which looked like a drafting detail for a decade, is now the whole story for Americans abroad: the foreign tax credit lives in chapter 1 and reaches only chapter 1 tax, and the courts have finished saying so. The tax is small in rate and large in surprise, because most people who owe it abroad did not think they had US tax to pay at all.

Who pays it

US citizens and residents whose modified adjusted gross income exceeds a threshold that depends only on filing status. The thresholds have not moved since the tax took effect for 2013:

Filing statusMAGI threshold
Single · Head of household$200,000
Married filing jointly · Qualifying surviving spouse$250,000
Married filing separately$125,000

The tax is 3.8% of the smaller of two numbers: your net investment income for the year, and the amount your MAGI exceeds the threshold. Both have to be positive. Someone with $250,000 of salary and $40,000 of dividends filing jointly owes nothing on the dividends — their MAGI is not over the line by a dollar. Someone with $290,000 of salary and the same $40,000 owes 3.8% of $40,000, because the excess ($80,000) is larger than the investment income.

The threshold is tested against MAGI, not AGI, and for §1411 the difference is the foreign earned income exclusion. An American in Lisbon who excludes $130,000 of salary and has $95,000 of dividends and gains has an AGI of $95,000 — and a MAGI of roughly $225,000, over the single threshold. The exclusion protects the salary from income tax; it does not protect the investment income from the 3.8%.

What is net investment income

Section 1411(c) lists three groups. First, gross income from interest, dividends, annuities, royalties and rents. Second, other gross income from a passive activity or from a trade or business of trading financial instruments or commodities. Third, net gain from the disposition of property — shares, fund units, real estate, digital assets — other than property held in an active business. From those you subtract the deductions properly allocable to them, and the result is net investment income.

Nothing in the definition asks where the income came from. A dividend from a French SICAV, interest on a Livret A, a gain on a Canadian rental property or on a TSX-listed ETF is net investment income exactly as its US equivalent would be. The source of the income matters for the foreign tax credit against your regular tax; it does not matter here.

IncomeNet investment income?Note
Salary, bonus, self-employment profitNoEarned income; the Additional Medicare Tax is its counterpart
Dividends and interest (any country)YesIncluding a locally tax-exempt account
Gain on shares, funds, ETFs soldYesNet of losses, to the §1211(b) limit
Rent from a property abroadYesUnless a non-passive real-estate business as to you
Gain on a property sold abroadYesOnly the part not excluded under §121 for a home
Distribution from a US 401(k) or IRANo§1411(c)(5) excludes the listed US plans
Distribution from a foreign pensionReviewThe exclusion names US plans only; the character is settled per plan
QEF inclusion from a PFICDependsCounted only with the §1.1411-10(g) election; the later distribution counts otherwise
Mark-to-market inclusion, §1291 gainYesReg. §1.1411-10(c)(2)

Why the foreign tax credit does not help

Sections 27 and 901(a) allow foreign taxes as a credit against "the tax imposed by this chapter" — chapter 1. The NIIT is imposed by chapter 2A. So the Code gives no credit, whatever country the tax was paid to. For years taxpayers in France and Canada argued that their treaties supplied one independently; two trial courts agreed; and on August 31, 2026 the Federal Circuit reversed both, in precedential opinions, holding that the treaty credits are themselves subject to the Code's limitation. The full account is on the credit-boundary page.

What the credit does do is unchanged. French or Canadian income tax on your dividends and gains still reduces your regular US income tax on Form 1116, within the §904 limit, with the treaty's re-sourcing rules where they apply. In many cases that credit wipes the regular tax out entirely — which is exactly why the 3.8% is the number that survives, and the one that arrives as a surprise.

What to do about it

  1. Work out MAGI with the foreign earned income exclusion added back, and compare it with the threshold for your filing status.
  2. List your investment income by kind — dividends, interest, gains, rents, fund distributions — from every account, including the locally tax-favoured ones.
  3. Separate what is net investment income from what is not: wages and foreign-pension payments come out, everything else stays in until a person says otherwise.
  4. Set net investment income beside the excess MAGI; the smaller number is the base, and the tax is 3.8% of it.
  5. Take the foreign tax credit on Form 1116 against the regular tax, and take nothing against Form 8960 — a line 9b deduction of the foreign tax, when itemised, is the only route by which it can lower the base.
  6. If the income is from non-US funds, do the PFIC work first: the §1291, mark-to-market and QEF regimes decide what the chapter 1 income is, and §1411 follows.

Where do you stand against the threshold?

Four banded answers — filing status, income band, investment income, foreign tax paid — and a read on the 3.8%, with Form 8960, Form 1116, PFIC, FBAR and Form 8938 laid out beside it.

Authorities cited

  • IRC §1411 — IRC §1411 — Net Investment Income Tax (3.8%)
  • IRS Form 8960 — About Form 8960 — Net Investment Income Tax (Individuals, Estates, and Trusts)
  • Instructions for Form 8960 — Instructions for Form 8960 (2025) — thresholds by filing status, MAGI, lines 1–17, CFC/PFIC adjustments
  • 26 CFR §1.1411-2 — 26 CFR §1.1411-2 — Application to individuals; modified adjusted gross income (the §911 add-back)
  • 26 CFR §1.1411-4 — 26 CFR §1.1411-4 — Definition of net investment income; properly allocable deductions
  • 26 CFR §1.1411-10 — 26 CFR §1.1411-10 — Controlled foreign corporations and passive foreign investment companies (QEF, mark-to-market and §1291 amounts in net investment income; the §1.1411-10(g) election)
  • IRC §27 — IRC §27 — Taxes of foreign countries and possessions: credit allowed against the tax imposed by chapter 1 to the extent provided in §901
  • IRC §901 — IRC §901 — Taxes of foreign countries and U.S. possessions
  • IRC §911 — IRC §911 — Foreign earned income exclusion + housing exclusion/deduction
  • Christensen v. United States (Fed. Cir. 2026) — Christensen v. United States, No. 24-1284 (Fed. Cir. Aug. 31, 2026) (precedential) — the U.S.–France treaty's Article 24(2)(a) and 24(2)(b) credits are subject to the Code's §§27/901(a) limitation and do not offset the §1411 net investment income tax; reversing 168 Fed. Cl. 263 (2023)
  • Estate of Bruyea v. United States (Fed. Cir. 2026) — Estate of Paul Bruyea v. United States, No. 25-1563 (Fed. Cir. Aug. 31, 2026) (precedential) — the U.S.–Canada treaty's Article XXIV(1) and XXIV(4)(b) credits are subject to the U.S. Law Limitation; the Code and Convention unambiguously preclude offsetting the NIIT by a foreign tax credit; reversing 174 Fed. Cl. 238 (2024)

Primary sources (Cornell Legal Information Institute for the US Code and CFR; IRS.gov for forms, procedures, and treaty documents). This page is general information, not individualized tax or legal advice.

Atamatax provides tax preparation support and educational resources. This website does not constitute legal or tax advice.

Frequently asked questions

Is NIIT charged on foreign investments?#
Yes. Net investment income is defined by kind — interest, dividends, rents, gains and so on — not by where it arose. Foreign dividends, foreign fund distributions and gains on foreign shares or property are net investment income on the same terms as US ones.
Does the foreign earned income exclusion reduce the NIIT?#
No. For §1411 the excluded amount is added back to AGI to reach MAGI, so excluding $130,000 of salary leaves the threshold test where it would have been without the exclusion. The exclusion never covered investment income in the first place.
Does Form 1116 reduce the NIIT?#
No. Form 1116 credits foreign tax against the chapter 1 income tax, and the NIIT is chapter 2A. The credit can reduce your regular tax to zero and leave the 3.8% standing in full.
Are the thresholds adjusted for inflation?#
No. $200,000, $250,000 and $125,000 are written into §1411(b) and have been the same since 2013. Each year more people cross them.
Are PFIC gains subject to NIIT?#
Generally yes. A gain on a §1291 fund treated as an excess distribution, and a mark-to-market inclusion under §1296, are net gain for §1411. A QEF inclusion is different: it is counted only if you have made the §1.1411-10(g) election; without it, the eventual distribution of those earnings is what counts.
I already paid tax abroad. Why do I still owe the IRS?#
Because the tax you paid abroad is credited against one US tax and not the other. Form 1116 typically cancels the regular US income tax on the same income; the 3.8% net investment income tax sits in a different chapter of the Code that the credit cannot reach — and, since August 31, 2026, the France and Canada treaties do not change that.

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Does the 3.8% reach your investment income?

Four banded answers — filing status, income band, investment income, foreign tax paid — and a read on the net investment income tax, with what sits next to it: Form 8960, Form 1116 and why the credit stops at the regular tax, PFIC, FBAR and Form 8938. Free, no account.